AI for Financial Advisors: Prep, Documentation, and the Regulated Line

Advice is the one part of this job a regulator has assigned to a named person, and no tool can hold a fiduciary duty. This cursus separates the five things in a practice, shows why administration is the real target and recommendation is off the table, then walks the workflows: meeting prep, capture and documentation, client-ready explanation, and research digestion. It closes on running tools inside a supervised perimeter, the SEC's AI-washing enforcement, and what a client structurally cannot get elsewhere.