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AI Guardrails for Regulated Industries

A supervisor cannot verify a statistical system directly, so they verify whether your organisation could have caught a problem. This cursus covers the evidence that satisfies that question: three lines of defence, effective challenge, and the model risk tradition, including the 2026 move from SR 11-7 to SR 26-2 and the gap it leaves by excluding generative AI. Then human oversight made real and testable, and audit trails that reconstruct a decision. Then validation redirected from outputs to pipeline, and how to document a position when no framework covers your system.

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Lessons, in order

  1. 1
    Business
    What a Regulator Actually Asks For
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  2. 2
    Business
    Human Oversight and Audit Trails That Hold Up
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  3. 3
    Business
    Validating a System Whose Behaviour Is Statistical
    Start