fiduciary-duty
3 free lessons tagged fiduciary-duty across Business. Each one is a short sequence of focused steps with narration and a five-question quiz at the end — take them in any order, no signup required.
Supervision, AI Washing, and What the Client Is Paying For
Running AI inside a regulated advisory practice: keeping tools within the firm's capture and supervision system, the confidentiality problem, what you may and may not say about your own AI use after the SEC's first enforcement actions, and the parts of the job a client structurally cannot get elsewhere.
What an Advisor Actually Does, and Why Advice Is the Regulated Part
Financial advice divides into gathering, analysis, recommendation, communication and administration, and AI compresses them very unevenly. This lesson separates them, explains why the recommendation itself sits behind a fiduciary or suitability duty, and covers the recordkeeping regime that makes this profession unusual.
Disclosure, Duty, and What an Agent Still Sells
An agent owes duties that AI does not change: accuracy about the property, loyalty to the client, and confidentiality. This lesson covers what has to be disclosed, how generated content interacts with misrepresentation, what happens to the profession as listing content becomes free, and what a client structurally cannot get from a tool.